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Uniform Securities Act
Results: 366

#	Item
91	Request for Member Comments Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:49:26 United States securities law North American Securities Administrators Association Uniform Securities Act
92	Boston, Massachusetts Montgomery, Alabama Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-04-22 17:16:07 Securities Commission Uniform Securities Act Securities Financial system Finance Securities Commission of New Zealand Oklahoma Department of Securities Madoff investment scandal
93	C420 - Enrollment and Participation Agreement Add to Reading List Source URL: www.cfnc.org Language: English - Date: 2013-11-15 15:37:42 Internal Revenue Code Personal finance Finance Tax avoidance Uniform Gifts to Minors Act United States securities law 529 plan Coverdell Education Savings Account Social Security Investment Taxation in the United States Financial economics
94	Experience of Other States with the Uniform Securities Act Adoption in their State Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2013-12-26 14:38:02 Business 76th United States Congress 73rd United States Congress United States Securities and Exchange Commission Investment Advisers Act Financial adviser Investment Advisor Security U.S. Securities and Exchange Commission Financial economics United States securities law Finance
95	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 17:15:26 Financial services Collective investment schemes Stock market Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Uniform Securities Act Security Securities Commission of New Zealand Financial economics Investment Finance
96	NOTICE OF REQUEST FOR PUBLIC COMMENT REGARDING A PROPOSED INVESTMENT ADVISER MODEL RULE AND GUIDANCE FOR BUSINESS CONTINUITY AND SUCCESSION PLANNING UNDER THE UNIFORM SECURITIES ACTS OF 1956 AND 2002 The Board of Directo Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-10 11:17:00 Financial economics Financial regulation Registered Investment Advisor Money Financial adviser Investment Advisor Business continuity planning Business continuity Uniform Securities Act Finance United States securities law Business
97	2008 BUSINESS REFORM COMMITTEES Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2013-12-26 14:37:42 Jackson Mississippi Secretary of State of Mississippi Mississippi Delbert Hosemann Uniform Securities Act
98	Mississippi Secretary of State 2008 Business Reform Committees Minutes of Securities Committee June 10, 2008 The first meeting of the Securities Committee was called to order on Tuesday, June 10, 2008 at 11:00 A.M. at th Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2013-12-26 14:37:34 Government U.S. Securities and Exchange Commission Uniform Securities Act Securities Litigation Uniform Standards Act Securities Act Private Securities Litigation Reform Act Securities market SEC Rule 10b-5 Secretary of State of Mississippi United States securities law Financial regulation Financial economics
99	Putnam 529 for AmericaSM corporate systematic investment application Return by mail: Putnam 529 for America Putnam Investor Services, Inc. P.O. Box 8383 Add to Reading List Source URL: www.putnam.com Language: English - Date: 2014-09-12 03:00:08 Tax avoidance Taxation in the United States Uniform Gifts to Minors Act United States securities law Cheque Putnam Investments Rate of return Bank Finance Business Financial economics
100	IDAHO DEPARTMENT OF FINANCE C. L. "BUTCH" OTTER Governor Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-08-21 11:45:25 Finance Business Financial adviser Security Financial planner Uniform Securities Act Securities Act Investment Advisers Act Registered Investment Advisor United States securities law Financial economics Investment

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